1. Publications
  2. Capital Markets & IT -lakyara
  3. Search by category
  4. Brokerage Business
  5. Are best execution policies se…

Are best execution policies serving customers' best interests?

Oct. 2012

by Mitsuhiro Tsunoda

PTS usage in Japan is projected to grow following a pending revision to the 5% tender-offer bid rule, but many brokerages have best execution policies that route orders to exchanges only. Brokers must revise their best execution policies in response to market changes, customers' needs, and IT systems' maturation.

*Organization names and job titles are current as of the publishing dates

Download The PDF

Author's Profile

Mitsuhiro Tsunoda

Senior Consultant,
Securities WS IT Solution Department Ⅱ

Author's Articles

View Mitsuhiro Tsunoda's articles