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The Financial Instruments and Exchange Law, Future Financial Services, and Investor Protection

Sep. 2006

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Enactment of the Financial Instruments and Exchange Law has lent a major impetus to the creation of a legal framework to support the shift from savings to investment. From the perspective of investor protection, what do financial institutions need to do under the revised law, and how should they deal with customers? In everything from sales management to preventing problems the answer lies in people.

*Organization names and job titles are current as of the publishing dates

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