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  4. Sep. 2006

Capital Markets & IT -lakyara

Financial institutions are under constant pressure to reduce costs, improve operational efficiency, adapt to regulatory changes and grow their business. NRI believes that a combination financial knowledge and information technology are crucial to the industry’s growth and development. Through our lakyara reports, NRI identifies the various capital markets and IT issues impacting our clients and the future of their business.
*Organization names and job titles are current as of the publishing dates

Sep. 2006

Capital Markets

The Financial Instruments and Exchange Law, Future Financial Services, and Investor Protection

Hirohide Ogawa

Enactment of the Financial Instruments and Exchange Law has lent a major impetus to the creation of a legal framework to support the shift from savings to investment. From the perspective of investor protection, what do financial institutions need to do under the revised law, and how should they deal with customers? In everything from sales management to preventing problems the answer lies in people.